Location: Beverly Hills, CA

Registered Financial Advisor


Do you have an established book of business  
Are you dissatisfied with your current situation (employer, comp model, etc.)
Are you interested in discussing a new home and negotiating your book   
Women and minorities strongly encouraged to apply!


Registered Advisors (Team & Sole Practioner Roles):             


Our premier Financial Client is seeking proven successful Financial Advisors with 7 - 20 years of experience (minimum assets under management $20M, production $200k.

Responsibilities: 


Continue to build client relationships with established clients. 
Build relationships with clients seeking a new Financial Advisor to achieve their financial goals through the use of financial planning and wealth management.
Market and sell appropriate investment products, financial and wealth management services/products to clients.
Analyze investment opportunities and client needs, and recommend appropriate strategies
Prepare and deliver presentations/seminars to clients and prospects.
Re-establish your client base under new umbrella
Comply with all industry rules and regulations.


Minimum Qualifications: 


Currently a producing financial advisor with a book of business.
1st or 2nd Quintile producer
Track record of stable and successful work experience with same employer for a period of 5 - 10 years.  Prefer no more than 2 moves in the last 10 years please.
Series 7 and 66 registration, and additional licensing
Ability to communicate effectively with co-workers and clients.
A bachelor’s degree with 10 years of business experience and proven success in a previous career.
Must have good credit and a clean U-4
Proven Financial Professional!

Women and Minorities strongly encouraged to apply!

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